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[AD HOC DISCLOSURE] Establishment of Internal Control Standards for Financial Consumer Protection

관리자 2021-09-29 Number of views 3,424
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Pebblestone Asset Management hereby announces the establishment of its “Internal Control Standards for Financial Consumer Protection” as follows:

1. Background and Legal Basis

  • Establishment of the Internal Control Standards for Financial Consumer Protection following the implementation of the Financial Consumer Protection Act

  • Article 16 of the Financial Consumer Protection Act, Article 10 of its Enforcement Decree, and Article 9 of the Supervisory Regulations thereunder

2. Purpose

  • To protect the rights and interests of financial consumers by establishing standards and procedures to be observed by the Company’s officers and employees, as well as financial product sales agents and brokers, in the performance of their duties.

3. Effective Date

  • September 25, 2021

※ Attachment: Internal Control Standards for Financial Consumer Protection

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